Compliance & Regulatory Commands

3 commands for compliance checks and regulatory filings.

Compliance Check Flow

`/fund check-compliance`

Checks a fund document against applicable regulatory frameworks (AIFMD, SEC Part 2, Cayman, etc.) and produces a compliance gap report.

/fund check-compliance path/to/document.pdf

Output: compliance/COMPLIANCE-REPORT-[fund]-[date].md

Regulatory Framework Coverage

Reviews KYC/AML documentation for a specific investor and produces a checklist of missing or expired items.

/fund kyc-review [investor]

Works with the kyc-tracker.js module in the MCP vault server to pull existing investor records.

Drafts or reviews a regulatory filing (Form PF, Form D, AIFMD Annex IV, etc.) for accuracy and completeness.

/fund regulatory-filing

Output: compliance/REGULATORY-FILING-[fund]-[type]-[date].md